0000947871-12-000125.txt : 20120214
0000947871-12-000125.hdr.sgml : 20120214
20120214165122
ACCESSION NUMBER: 0000947871-12-000125
CONFORMED SUBMISSION TYPE: SC 13G/A
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20120214
DATE AS OF CHANGE: 20120214
GROUP MEMBERS: LEE S. AINSLIE III
GROUP MEMBERS: MAVERICK CAPITAL MANAGEMENT, LLC
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: FINISAR CORP
CENTRAL INDEX KEY: 0001094739
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 943038428
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0430
FILING VALUES:
FORM TYPE: SC 13G/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 005-58463
FILM NUMBER: 12611356
BUSINESS ADDRESS:
STREET 1: 1389 MOFFETT PARK DR
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
BUSINESS PHONE: 4085481000
MAIL ADDRESS:
STREET 1: 1389 MOFFETT PARK DR
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: MAVERICK CAPITAL LTD
CENTRAL INDEX KEY: 0000934639
IRS NUMBER: 000000000
STATE OF INCORPORATION: TX
FILING VALUES:
FORM TYPE: SC 13G/A
BUSINESS ADDRESS:
STREET 1: 300 CRESCENT COURT
STREET 2: 18TH FLOOR
CITY: DALLAS
STATE: TX
ZIP: 75201
BUSINESS PHONE: 214.880.4050
MAIL ADDRESS:
STREET 1: 300 CRESCENT COURT
STREET 2: 18TH FLOOR
CITY: DALLAS
STATE: TX
ZIP: 75201
SC 13G/A
1
ss137897_sc13ga-finisar.txt
AMENDMENT NO 1
================================================================================
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G/A
Under the Securities Exchange Act of 1934
(Amendment No 1)
FINISAR CORPORATION
--------------------------------------------------------------------------------
(Name of Issuer)
Common Stock, $0.001 par value
--------------------------------------------------------------------------------
(Title of Class of Securities)
31787A507
--------------------------------------------------------------------------------
(CUSIP Number)
December 31, 2011
--------------------------------------------------------------------------------
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule
is filed:
[X] Rule 13d-1(b)
[ ] Rule 13d-1(c)
[ ] Rule 13d-1(d)
*The remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject class of
securities, and for any subsequent amendment containing information which would
alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be
deemed to be "filed" for the purpose of Section 18 of the Securities Exchange
Act of 1934 (the "Act") or otherwise subject to the liabilities of that section
of the Act but shall be subject to all other provisions of the Act (however, see
the Notes).
================================================================================
---------------------------- -------------------------
CUSIP No. 31787A507 SCHEDULE 13G/A Page 2 of 10 Pages
---------------------------- -------------------------
--------------------------------------------------------------------------------
1 Names of Reporting Persons
Maverick Capital, Ltd. - 75-2482446
--------------------------------------------------------------------------------
2 Check the Appropriate Box if a Member of a Group (See Instructions)
(a) |_|
(b) |_|
--------------------------------------------------------------------------------
3 SEC Use Only
--------------------------------------------------------------------------------
4 Citizenship or Place of Organization
Texas
--------------------------------------------------------------------------------
| 5 | Sole Voting Power
| |
| | 0
----------------------------------------------------------------
Number of | 6 | Shared Voting Power
Shares | |
Beneficially | | 0
Owned by ----------------------------------------------------------------
Each | 7 | Sole Dispositive Power
Reporting | |
Person With | | 0
----------------------------------------------------------------
| 8 | Shared Dispositive Power
| |
| | 0
--------------------------------------------------------------------------------
9 Aggregate Amount Beneficially Owned by Each Reporting Person
0
--------------------------------------------------------------------------------
10 Check Box if the Aggregate Amount in Row (9) Excludes
Certain Shares (See Instructions) |_|
--------------------------------------------------------------------------------
11 Percent of Class Represented by Amount in Row 9
0%
--------------------------------------------------------------------------------
12 Type of Reporting Person (See Instructions)
IA
--------------------------------------------------------------------------------
---------------------------- -------------------------
CUSIP No. 31787A507 SCHEDULE 13G/A Page 3 of 10 Pages
---------------------------- -------------------------
--------------------------------------------------------------------------------
1 Names of Reporting Persons
Maverick Capital Management, LLC - 75-2686461
--------------------------------------------------------------------------------
2 Check the Appropriate Box if a Member of a Group (See Instructions)
(a) |_|
(b) |_|
--------------------------------------------------------------------------------
3 SEC Use Only
--------------------------------------------------------------------------------
4 Citizenship or Place of Organization
Texas
--------------------------------------------------------------------------------
| 5 | Sole Voting Power
| |
| | 0
----------------------------------------------------------------
Number of | 6 | Shared Voting Power
Shares | |
Beneficially | | 0
Owned by ----------------------------------------------------------------
Each | 7 | Sole Dispositive Power
Reporting | |
Person With | | 0
----------------------------------------------------------------
| 8 | Shared Dispositive Power
| |
| | 0
--------------------------------------------------------------------------------
9 Aggregate Amount Beneficially Owned by Each Reporting Person
0
--------------------------------------------------------------------------------
10 Check Box if the Aggregate Amount in Row (9) Excludes
Certain Shares (See Instructions) |_|
--------------------------------------------------------------------------------
11 Percent of Class Represented by Amount in Row 9
0%
--------------------------------------------------------------------------------
12 Type of Reporting Person (See Instructions)
HC
--------------------------------------------------------------------------------
---------------------------- -------------------------
CUSIP No. 31787A507 SCHEDULE 13G/A Page 4 of 10 Pages
---------------------------- -------------------------
--------------------------------------------------------------------------------
1 Names of Reporting Persons
Lee S. Ainslie III
--------------------------------------------------------------------------------
2 Check the Appropriate Box if a Member of a Group (See Instructions)
(a) |_|
(b) |_|
--------------------------------------------------------------------------------
3 SEC Use Only
--------------------------------------------------------------------------------
4 Citizenship or Place of Organization
United States
--------------------------------------------------------------------------------
| 5 | Sole Voting Power
| |
| | 0
----------------------------------------------------------------
Number of | 6 | Shared Voting Power
Shares | |
Beneficially | | 0
Owned by ----------------------------------------------------------------
Each | 7 | Sole Dispositive Power
Reporting | |
Person With | | 0
----------------------------------------------------------------
| 8 | Shared Dispositive Power
| |
| | 0
--------------------------------------------------------------------------------
9 Aggregate Amount Beneficially Owned by Each Reporting Person
0
--------------------------------------------------------------------------------
10 Check Box if the Aggregate Amount in Row (9) Excludes
Certain Shares (See Instructions) |_|
--------------------------------------------------------------------------------
11 Percent of Class Represented by Amount in Row 9
0%
--------------------------------------------------------------------------------
12 Type of Reporting Person (See Instructions)
HC
--------------------------------------------------------------------------------
Item 1(a) Name of Issuer:
Finisar Corporation
Item 1(b) Address of Issuer's Principal Executive Offices:
1389 Moffett Park Drive
Sunnyvale, California 94089
Item 2(a) Name of Person Filing:
This Schedule 13G (the "Schedule 13G") is being filed on behalf of
each of the following persons (each, a "Reporting Person"):
(i) Maverick Capital, Ltd.;
(ii) Maverick Capital Management, LLC; and
(iii) Lee S. Ainslie III ("Mr. Ainslie").
The Schedule 13G relates to Shares (as defined herein) held for the
accounts of Maverick Capital, Ltd.'s clients.
Item 2(b) Address of Principal Business Office, or, if none, Residence:
The address of the principal business office of (i) Maverick
Capital, Ltd. and Maverick Capital Management, LLC is 300 Crescent
Court, 18th Floor, Dallas, Texas 75201, and (ii) Mr. Ainslie is 767
Fifth Avenue, 11th Floor, New York, New York 10153.
Item 2(c) Citizenship:
(i) Maverick Capital, Ltd. is a Texas limited partnership;
(ii) Maverick Capital Management, LLC is a Texas limited liability
company; and
(iii) Mr. Ainslie is a citizen of the United States.
Item 2(d) Title of Class of Securities:
Common Stock, $0.001 par value (the "Shares").
Item 2(e) CUSIP Number:
31787A507
Page 5 of 10 Pages
Item 3 If this statement is filed pursuant to ss.ss.240.13d-1(b) or
240.13d-2(b) or (c), check whether the person filing is a:
(a) [ ] Broker or dealer registered under section 15 of the Act (15
U.S.C. 78o).
(b) [ ] Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
(c) [ ] Insurance company as defined in section 3(a)(19) of the Act (15
U.S.C. 78c).
(d) [ ] Investment company registered under section 8 of the Investment
Company Act of 1940 (15 U.S.C. 80a-8).
(e) [X] An investment advisor in accordance with ss.240.13d-1(b)(1)(ii)(E).
(f) [ ] An employee benefit plan or endowment fund in accordance with
ss.240.13d-1(b)(1)(ii)(F).
(g) [X] A parent holding company or control person in accordance with
ss.240.13d-1(b)(1)(ii)(G).
(h) [ ] A savings association as defined in Section 3(b) of the Federal
Deposit Insurance Act (12 U.S.C. 1813).
(i) [ ] A church plan that is excluded from the definition of an investment
company under Section 3(c)(14) of the Investment Company Act of 1940
(15 U.S.C. 80a-3).
(j) [ ] A non-U.S. institution in accordance with ss.
240.13d-1(b)(1)(ii)(J).
(k) [ ] Group, in accordance with ss. 240.13d-1(b)(1)(ii)(K).
If filing as a non-U.S. institution in accordance with
ss.240.13d-1(b)(1)(ii)(J), please specify the type of institution:______________
Item 4 Ownership
Ownership as of December 31, 2011 is incorporated by reference to
items (5) - (9) and (11) of the cover page of the Reporting Person.
Maverick Capital, Ltd. is an investment adviser registered under
Section 203 of the Investment Advisers Act of 1940 and, as such, may
be deemed to have beneficial ownership of the Shares which are the
subject of this filing through the investment discretion it
exercises over its clients' accounts. Maverick Capital Management,
LLC is the General Partner of Maverick Capital, Ltd. Mr. Ainslie is
the manager of Maverick Capital Management, LLC and is granted sole
investment discretion pursuant to Maverick Capital Management, LLC's
Regulations.
Item 5 Ownership of Five Percent or Less of a Class
If this statement is being filed to report the fact that as of the
date hereof the reporting person has ceased to be the beneficial
owner of more than 5 percent of the class of securities, check the
following |X|.
Item 6 Ownership of More than Five Percent on Behalf of Another Person.
Not applicable.
Page 6 of 10 Pages
Item 7 Identification and Classification of the Subsidiary Which Acquired
the Security Being Reported on By the Parent Holding Company or
Control Person
Not applicable.
Item 8 Identification and Classification of Members of the Group
Not applicable.
Item 9 Notice of Dissolution of Group
Not applicable.
Item 10 Certifications
By signing below each of the Reporting Persons certifies that, to
the best of such person's knowledge and belief, the securities
referred to above were acquired and are held in the ordinary course
of business and were not acquired and are not held for the purpose
of or with the effect of changing or influencing the control of the
issuer of the securities and were not acquired and are not held in
connection with or as a participant in any transaction having that
purpose or effect.
Page 7 of 10 Pages
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Date: February 14, 2012 MAVERICK CAPITAL, LTD.
By: Maverick Capital Management, LLC,
Its General Partner
By: Lee S. Ainslie III, Manager
By: /s/ John T. McCafferty
-----------------------------
John T. McCafferty
Under Power of Attorney dated
February 13, 2003
Date: February 14, 2012 MAVERICK CAPITAL MANAGEMENT, LLC
By: Lee S. Ainslie III, Manager
By: /s/ John T. McCafferty
--------------------------------
John T. McCafferty
Under Power of Attorney dated
February 13, 2003
Date: February 14, 2012 LEE S. AINSLIE III
By: /s/ John T. McCafferty
-------------------------------------
John T. McCafferty
Under Power of Attorney dated
February 13, 2003
Page 8 of 10 Pages
EXHIBIT INDEX
A. Joint Filing Agreement, dated February 14, 2011, by and among Maverick
Capital, Ltd., Maverick Capital Management, LLC, and Lee S. Ainslie III.
Page 9 of 10 Pages
Exhibit A
Joint Filing Agreement
The undersigned hereby agree that the statement on Schedule 13G with
respect to the Common Stock, $0.001 par value of Finisar Corporation, dated as
of February 14, 2011, is, and any amendments thereto (including amendments on
Schedule 13D) signed by each of the undersigned shall be, filed on behalf of
each of us pursuant to and in accordance with the provisions of Rule 13d-1(k)
under the Securities Exchange Act of 1934.
Date: February 14, 2011
MAVERICK CAPITAL, LTD.
By: Maverick Capital Management, LLC
Its General Partner
By: Lee S. Ainslie III, Manager
By: /s/ John T. McCafferty
------------------------------
John T. McCafferty
Under Power of Attorney dated
February 13, 2003
MAVERICK CAPITAL MANAGEMENT, LLC
By: Lee S. Ainslie III, Manager
By: /s/ John T. McCafferty
----------------------------------
John T. McCafferty
Under Power of Attorney dated
February 13, 2003
LEE S. AINSLIE III
By: /s/ John T. McCafferty
--------------------------------------
John T. McCafferty
Under Power of Attorney dated
February 13, 2003
Page 10 of 10 Pages